Sum Hei Wan
尹心希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Hei Wan (尹心希), a licensed former licensee with CE reference AXI682. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-27 | 2012-09-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-27 | 2012-09-03 |