Lee Yeung Chan
陳利揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Yeung Chan (陳利揚), a licensed former licensee with CE reference AAH761. This person has 18.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-12-02 | 2024-03-31 |
| First Fidelity Capital (International) Limited | RO | Type 1 - Dealing in securities | 2016-07-21 | 2021-01-21 |
| First Fidelity Capital (International) Limited | RO | Type 4 - Advising on securities | 2016-07-21 | 2021-01-21 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2010-12-03 | 2011-06-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 - Advising on securities | 2010-02-23 | 2016-04-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-01-07 | 2016-04-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-01-07 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-17 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2016-04-30 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2016-04-30 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-08-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-08-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lee Yeung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.