Ting Him Lam
林廷謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Him Lam (林廷謙), a licensed former licensee with CE reference BBF248. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-23 | 2014-12-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-03 | 2014-12-31 |