Tsz Bun Au Yeung

歐陽子斌
CE No. AAY565 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Bun Au Yeung (歐陽子斌), a licensed former licensee with CE reference AAY565. This person has 22.1 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
RO Type 1 - Dealing in securities 2015-07-22 2025-04-27
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
RO Type 2 - Dealing in futures contracts 2013-02-06 2025-04-27
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2007-09-19 2015-07-22
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2013-02-06
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-02-18
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Bun Au Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Elaine Yim Ling Lau Southwest Securities (HK) Futures Limited 2003–2022
Lap Yan Chu Southwest Securities (HK) Futures Limited 2003–2020
Wei Kwun Chan Southwest Securities (HK) Futures Limited 2003–2020
Lee Yeung Chan Southwest Securities (HK) Futures Limited 2003–2016
Kwan Dik Ho Southwest Securities (HK) Futures Limited 2003–2014
Jackson Chi Yeung Wong Southwest Securities (HK) Futures Limited 2003–2014
Dixon Tit Chu Poon Southwest Securities (HK) Futures Limited 2003–2013
Johnson Shing Tong Southwest Securities (HK) Futures Limited 2006–2025
Yin Shan Chow Southwest Securities (HK) Futures Limited 2003–2013
Sze Yu Fung Southwest Securities (HK) Futures Limited 2007–2022
Kwok Kei Chan Southwest Securities (HK) Futures Limited 2008–2022
Sai Man Ting Southwest Securities (HK) Futures Limited 2003–2011
Yu Ming Chan Southwest Securities (HK) Futures Limited 2009–2021
Yiu Chuen Nip Southwest Securities (HK) Futures Limited 2008–2021
Oi Yee Liu Southwest Securities (HK) Futures Limited 2007–2019
Bowie Chi Kit So Southwest Securities (HK) Futures Limited 2003–2009
Chi Hong Li Southwest Securities (HK) Futures Limited 2005–2016
Lai Yin Chan Southwest Securities (HK) Futures Limited 2003–2009
Yau Wah Shiu Southwest Securities (HK) Futures Limited 2003–2009
Mandy Choi Ying Lam Southwest Securities (HK) Futures Limited 2003–2009
Explore the interactive colleague network →

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