Hoi Ying Wong
黃凱盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ying Wong (黃凱盈), a licensed former licensee with CE reference AQD592. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-03 | 2013-06-12 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-03 | 2013-06-12 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2012-09-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-12 | 2012-09-17 |