Shui Leung Au
區瑞良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Leung Au (區瑞良), a licensed former licensee with CE reference AUI431. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-04 | 2012-05-15 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-04 | 2012-04-24 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-08 | 2012-04-24 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2010-10-29 |