Shui Leung Au
區瑞良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Leung Au (區瑞良), a licensed former licensee with CE reference AUI431. This person has 2.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-04 | 2012-05-15 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-11-04 | 2012-04-24 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-08 | 2012-04-24 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-16 | 2010-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shui Leung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.