Nga Yin Cham
湛雅妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Yin Cham (湛雅妍), a licensed former licensee with CE reference AMI615. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-25 | 2014-09-30 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-12 | 2014-09-30 |