Eric Kai Ho Lau
劉啟豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kai Ho Lau (劉啟豪), a licensed former licensee with CE reference AMB575. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-02 | 2013-07-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-11 | 2013-07-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-09 | 2007-11-01 |