Kam Yan Simon Choi
蔡錦因
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yan Simon Choi (蔡錦因), a licensed former licensee with CE reference BFY151. This person has 6.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-11 | 2022-08-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 - Advising on securities | 2022-02-11 | 2022-08-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-07 | 2022-02-11 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-22 | 2021-10-25 |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-04 | 2021-06-22 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-05 | 2016-12-19 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-05 | 2016-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Yan Simon Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.