Hong Kong SFC Licensed Firms Directory

Invar Capital (HK) Limited CE BVJ888 - active, 5 staff Surich Asset Management Limited CE BMK453 - active, 8 staff Brimstone Asset Management Company Limited CE BOR177 - active, 3 staff Kai Wo Asset Management Limited CE ARB812 - inactive MetaNano Asset Management Limited CE BSK070 - active, 4 staff SBI China Capital Asset Management Limited CE AOH442 - active, 4 staff Integrated Fund Platform Limited CE BVK386 - active, 4 staff J.P. Morgan Securities (Asia Pacific) Limited CE AAJ321 - active JPMorgan Chase Bank, National Association CE AAL996 - active Jospa Investment Company Limited CE AAY066 - inactive Jefferies Pacific Limited CE ABF843 - inactive Jolly First Capital Limited CE ABG396 - inactive JVSakk Asia Limited CE AFQ881 - active, 11 staff JVSakk Asset Management Limited CE ARB153 - active, 45 staff Jupiter Asset Management (Asia Pacific) Limited CE AHS938 - inactive Japan Cosmo Securities (Hong Kong) Limited CE ANY210 - inactive Jimei Securities Limited CE ARM852 - active, 5 staff Tai Tak Securities (Asia) Limited CE ABM686 - active, 14 staff Kee Cheong Securities Company Limited CE ACN420 - active, 5 staff Jakota Securities Group Limited CE AXG710 - active, 7 staff SBI China Capital Securities Limited CE ABC733 - inactive SBI China Capital Commodities Limited CE ABC735 - inactive Octal Capital Asset Management Limited CE BGE660 - active, 3 staff Jane Street Hong Kong Limited CE BAL548 - active, 177 staff Jane Street Asia Pacific Limited CE BPL628 - active, 177 staff Marshall Wace Asia Limited CE ANM673 - active, 48 staff Macquarie Markets Trading Limited CE BPU280 - active, 21 staff Joy Rich Securities Investment Limited CE BIH924 - active, 8 staff Skyway-Pharos Asset Management Limited CE AXG131 - inactive Joy Rich Asset Management Company Limited CE BQF108 - active, 3 staff K. L. Securities Company CE AAA022 - inactive Juno Capital Management Limited CE BKY761 - active, 5 staff Wolver Hill Asset Management Asia Limited CE ARW776 - active, 8 staff Nan Fung Trinity (HK) Limited CE BQZ842 - active, 26 staff Jones Lang LaSalle Real Estate Advisory Limited CE BMP654 - active, 2 staff Jinghui Capital Limited CE BND663 - inactive Jinluo Securities Limited CE BOK354 - active, 3 staff KR Securities (Hong Kong) Limited CE BQG402 - active, 4 staff Amber Hill Asset Management Limited CE AXF933 - active Ming Yang Capital Limited CE BHP449 - active, 2 staff JQ Investments (HK) Limited CE BQC933 - active, 11 staff Amber Hill Capital Limited CE BEB569 - inactive Fourth Dimension Capital Limited CE BUC147 - active, 2 staff NH Investment & Securities (H.K.) Limited CE ACN469 - active, 19 staff Mirae Asset Securities (HK) Limited CE BJB333 - active, 37 staff Jone Portman Limited CE BQL065 - active, 2 staff Yicko Securities Limited CE ABN145 - active, 17 staff CN First Investment Management Limited CE BNJ579 - active, 3 staff Monmonkey Group Securities Limited CE BHP423 - active, 5 staff Jump Trading Hong Kong Limited CE BRG604 - active, 7 staff Grand Rich Futures Limited CE BJM461 - inactive Bin Yuan Capital Limited CE BAM039 - active, 4 staff Grand Rich Asset Management Limited CE BJM460 - inactive Jin Yi Financial Group Limited CE BRW210 - active, 12 staff Suparna Capital Management Limited CE BPK561 - inactive Piper Jaffray Asia Asset Management Limited CE ALK009 - inactive GM Financial Formula Limited CE AHN697 - inactive Karl-Thomson Commodities Company Limited CE AAX632 - active, 10 staff Jiangquan Securities Company Limited CE BVK395 - active, 2 staff Jinpu International Securities Limited CE BVS167 - active, 2 staff Vision Asset Management (HK) Limited CE ASU171 - active, 3 staff WealthMate Asset Management Limited CE BUM574 - active, 2 staff JINGXIN INTERNATIONAL FINANCIAL GROUP CO., LIMITED CE BVW952 - active, 2 staff Jing Pu Securities Limited CE BWB161 - active, 3 staff Little Girl Securities (International) Limited CE BSG662 - active YONXI Securities Limited CE BOJ470 - inactive Jing Pu Capital Limited CE BWB157 - active, 3 staff YONXI International Finance Holdings Limited CE BNC796 - inactive Sunfund Securities Limited CE BHV050 - active, 6 staff Sunfund Fund Management Limited CE BHY694 - active, 3 staff Ko Kun Stock Company CE AAA348 - inactive Ko's Brother (Securities) Company CE AAA419 - inactive King Wai Company CE AAA867 - inactive Kwok Chung Chun Securities Company CE AAB171 - inactive Ka Yue Investment Company CE AAB528 - inactive Katherine Ip & Company CE AAC350 - inactive King Fook Securities Company Limited CE AAD490 - inactive Kan Fung Securities Co. CE AAD963 - inactive Kwai Hung Securities Company Limited CE AAE052 - active, 1 staff Kwan Yick Securities (International) Limited CE AAE271 - active, 5 staff KBC Bank N.V. CE AAH486 - inactive KEB Hana Bank CE AAW095 - active Kwong Fat Hong (Securities) Limited CE AAW619 - active, 3 staff Siu Yip Commodity Limited CE AAJ379 - inactive Kin Fung Stock Company CE ABA904 - inactive KDB Asia Limited CE ABC828 - active Kexim Asia Limited CE ABC833 - active Kay Yue Securities Company Limited CE ABE422 - inactive Kam Wah Investments Limited CE ABZ919 - inactive Kwok Hing Securities Limited CE ACS441 - active, 1 staff Kookmin Bank Hong Kong Limited CE ACU986 - inactive Karford Securities Limited CE ADA959 - active, 2 staff Koffman Investment Ltd CE ADJ331 - inactive Kingsway SW Fund Management Limited CE ADT916 - inactive KGI Securities (Korea) International Limited CE AFD136 - inactive Kingsway ATG Asia Limited CE AFQ282 - inactive Kam Bo Securities Company Limited CE AGD004 - inactive Ko's Brother Securities Company Limited CE AII379 - inactive Kin Fung Stock Company Limited CE ALK122 - active, 3 staff Ko Kun Stock Company Limited CE ALO108 - inactive Knight Libertas (Asia) Limited CE APB642 - inactive Kookmin Bank CE ASD782 - active Korea Investment Management Asia Limited CE ASY651 - inactive KEB Hana Global Finance Limited CE ATG704 - active Kingstone International Advisors Limited CE BEC992 - active, 4 staff BillionsPower Partners Company Limited CE BPI534 - active, 2 staff Koala Securities Limited CE BFI038 - active, 9 staff Koala Capital Management Limited CE BJN364 - active, 3 staff Kiu Hung Capital Company Limited CE BFK824 - inactive Kings Securities Limited CE BNG583 - active, 4 staff DA International Asset Management Limited CE BLF245 - active, 5 staff Eagle Trader Asset Management Limited CE BHO336 - active, 2 staff PURPLE LEGEND (HK) LIMITED CE BUL848 - active, 4 staff KHG Asset Management Limited CE BSF978 - active, 2 staff KKR Capital Markets Asia II Limited CE BTE120 - active, 38 staff KunPeng Securities Limited CE BVU567 - active, 4 staff EMP Capital Limited CE BHU248 - active, 2 staff SDHG International Asset Management Limited CE ARI207 - active, 11 staff Lee On Tat Investment Limited CE AAA980 - inactive Lawsons Securities Company CE AAE654 - inactive Lehman Brothers Securities Asia Limited CE AAE656 - inactive Lloyds TSB Pacific Limited CE AAF933 - inactive Lehin Securities Limited CE AAU941 - active, 9 staff Lloyd George Investment Management (Hong Kong) Limited CE ABA448 - inactive Luen Hing Securities Limited CE ABB421 - inactive Libra Asia Securities Limited CE ACA885 - inactive Lau & Company Limited CE ACN962 - inactive Lai Po Hung & Company Limited CE AEK698 - active Luen Sing Securities Limited CE AFJ494 - inactive Luk Fook Securities Limited CE AFM410 - inactive Ling Securities Limited CE AFZ747 - inactive Lazard & Co., Limited CE ANW421 - inactive Liquidnet Asia Limited CE ANY098 - active, 18 staff Land Bank of Taiwan Co., Ltd. CE AOJ319 - inactive LA (Global) Sinomix Securities Limited CE APC829 - inactive La Roche & Co Asia Limited CE AQF577 - inactive Liquid Capital Markets Hong Kong Limited CE ATL816 - inactive Liquid Capital Securities Hong Kong Limited CE AUS651 - inactive LGT Bank AG CE AWF529 - active LT Securities Limited CE AWJ633 - inactive LMR Partners Limited CE AZJ380 - active, 23 staff Richland Capital Management Limited CE AOP063 - inactive Torq Capital Management (HK) Limited CE BHY417 - inactive LFM Global Investment (Hong Kong) Company Limited CE AZV694 - inactive Look's Securities Limited CE BHK525 - active, 1 staff Safari Asia Limited CE AUM670 - active, 13 staff Lighthouse Capital (HK) Financial Limited CE BHX373 - active, 5 staff Jimei Futures Limited CE ARM854 - inactive Jimei Asset Management Limited CE ATL797 - inactive Lion International Securities Group Limited CE BHY491 - inactive Lego Securities Limited CE BIE918 - active, 16 staff Sunfund Capital Limited CE BFX711 - active, 2 staff Pacific World Asset Management Limited CE ABN244 - inactive Hooray Capital Limited CE AHF470 - active, 2 staff Wocom Securities Limited CE AAC230 - active, 17 staff Wocom Limited CE AAH843 - active, 12 staff Huajin Research (International) Limited CE BGJ395 - active, 3 staff BOA Global Asset Management Limited CE BHH348 - inactive Lapland Securities Limited CE BJD139 - active, 3 staff Wintech Securities Limited CE AGG275 - inactive LUPU (Hong Kong) Limited CE BMW179 - active, 7 staff Lucky Guosheng Securities Limited CE BMZ403 - active, 3 staff Money Concepts (Asia) Limited CE AFZ862 - inactive Money Concepts Asset Management Limited CE BEW231 - active, 3 staff Thoth Investment Management Limited CE BHV133 - inactive Capital Focus Asset Management Limited CE AOS685 - active, 4 staff Lee Go Securities Limited CE BNS703 - active, 3 staff Lumen Innovation Asset Management Limited CE BQT061 - active, 3 staff Landmark Investment Partners Limited CE BOB084 - inactive Livi Bank Limited CE BOJ559 - active Lakala International Asset Management Limited CE BOL393 - active, 2 staff Le Chiffre Capital Limited CE BOT691 - inactive L.V. Continuum & Co Limited CE BPF355 - active, 5 staff Continuum Capital Limited CE BAR102 - active, 4 staff Liquidity Finance (Hong Kong) Limited CE BQE091 - active, 2 staff Prestige Global Capital Management Limited CE BRZ335 - active, 3 staff Alternative Value Investments Limited CE BIJ656 - inactive Lugard Capital Limited CE BSR864 - active, 4 staff LORA Advisors, Limited CE BSZ562 - inactive Launch Point Limited CE BUS806 - active, 3 staff LiquidityTech Limited CE BVE925 - active, 3 staff ShanZe Asset Management (Hong Kong) Limited CE BNV892 - active, 2 staff Fore Elite Capital Management Limited CE BNJ945 - active, 3 staff Donghai International Asset Management (Hong Kong) Limited CE BGW874 - active, 3 staff MoneyMore Securities Limited CE AAB291 - active, 8 staff WK Securities Limited CE BJR781 - active, 3 staff MoneyMore Asset Management Limited CE BVB815 - active, 3 staff WK Fund Management Limited CE BMC002 - active, 3 staff Modern Innovative Securities Limited CE BGH629 - active, 4 staff Macquarie Asia Securities Limited CE AAC523 - active, 92 staff T. Rowe Price International, Inc. CE ABY663 - inactive Buena Vista Fund Management (HK) Limited CE AMN666 - active, 3 staff Mass Ave Global (HK) Limited CE BRW227 - inactive Vanheel Management Limited CE AHV873 - active, 6 staff TFI Asset Management Limited CE ASF056 - active, 19 staff RBS Asia Futures Limited CE AAF109 - inactive SPDB International Investment Management Limited CE BFY108 - active, 26 staff Montgomery Securities Limited CE AAC556 - inactive Mainland Securities Co. CE AAF708 - inactive Melbourne Investment Company CE AAH355 - inactive Mitsubishi UFJ Trust and Banking Corporation CE AAK625 - active Mizuho Corporate Asia (HK) Limited CE AAK652 - inactive Mevas Bank Limited CE AAL484 - inactive MUFG Bank, Ltd. CE AAN305 - active Mansion House Asset Management Limited CE AAN633 - inactive Malayan Banking Berhad CE AAP095 - active Megabase Securities Limited CE ABF140 - active, 3 staff Megabase Futures Company Limited CE ADA548 - inactive M & A Securities (HK) Limited CE ABN155 - inactive Mars Securities Company Limited CE ABQ719 - active, 2 staff Man Lung Hong Securities Limited CE ACN745 - active Morton Securities Limited CE ACP776 - active, 6 staff Mayban Securities (H.K.) Limited CE ACP801 - inactive Macquarie Bank Limited CE ACR072 - inactive Mellon Global Investments Asia Limited CE ADI336 - inactive Man Wo Investment Co Limited CE ADX744 - inactive Mizuho Capital Markets (HK) Limited CE AEF228 - inactive Ming Hon Securities Limited CE AEM236 - inactive Man Hon Yeung Securities Limited CE AFP052 - inactive Manrise Limited CE AFW664 - inactive Mega International Commercial Bank Co., Ltd. CE AIC251 - active Mirabaud (Asia) Limited CE AIR927 - inactive Morgan Stanley (Switzerland) GmbH CE AJE129 - inactive Mainland Securities Limited CE ALS588 - inactive MainFirst Securities Hong Kong Limited CE AQD719 - inactive MFS International (Hong Kong) Limited CE ASK527 - active, 6 staff TPG-Axon Capital (HK), Limited CE ALY979 - inactive Moore Capital Asia Limited CE AUZ755 - inactive Montagu Private Equity LLP CE AVP922 - inactive Mighty Brokerage (Asia) Limited CE AXT419 - active, 6 staff Prudential Index Trading Company Limited CE AAE773 - active, 46 staff Mesirow Financial Hong Kong, Limited CE AYU347 - active, 4 staff Marex HK Asia Limited CE BBD066 - inactive Monument Group (HK) Limited CE BCD640 - inactive MC Asset Management Asia Limited CE BCN183 - inactive Morgan Stanley Bank Asia Limited CE BDM672 - active MizMaa Ventures Limited CE BED953 - active, 2 staff MYM Capital Partners Limited CE BII878 - active, 6 staff Sancus Advisors Limited CE BTY446 - active Marketsense Securities Limited CE BJH313 - inactive Metro Ascent Capital Limited CE BJI367 - active, 4 staff Magnum Research Limited CE BJU619 - active, 6 staff MC Financial Services Limited CE BLC140 - active, 5 staff MBK Partners HK Limited CE BNI655 - active, 8 staff Taconic Capital Advisors (Hong Kong) Limited CE AZD017 - inactive Strategic Value Partners Hong Kong Limited CE AQD712 - inactive Mox Bank Limited CE BNO808 - active Methodology Securities (HK) Company Limited CE BNP845 - inactive Mako Hong Kong Limited CE BOR650 - inactive MFEX Hong Kong Limited CE BPE958 - active, 1 staff