NH Investment & Securities (H.K.) Limited

農協投資證券(香港)有限公司
CE No. ACN469 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NH Investment & Securities (H.K.) Limited (農協投資證券(香港)有限公司), CE reference ACN469. Currently licensed for regulated activity type(s) 1, 2, 4. Current licensed staff on file: 19.

Registered address

Suites 1301-04, 1322, Level 13 Two Pacific Place, 88 Queensway, Admiralty

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2021-05-14 present
Type 4 — Advising on securities present present
Type 3 — Leveraged foreign exchange trading 2013-09-17 2020-11-25
Type 6 — Advising on corporate finance present 2004-12-08
Type 9 — Asset management present 2004-12-08

Licensed staff (19)
As of

Name Activities Since
Jason H Kim 金宗會 RO 1, 4 2015-10
Yun Ki Lee 李侖起 RO 1, 2, 4 2025-03
Kwang Woo Nam RO 1, 2, 4 2023-11
Ji Yeop Park 朴志燁 RO 1, 2, 4 2021-05
Xiaolin Zhu 朱曉琳 RO 1, 4 2025-08
Jin Woo Guahk 郭珍雨 Rep 1, 2, 4 2024-03
Suim Kim 金睡林 Rep 1, 4 2024-06
Young Min Kim 金泳民 Rep 1, 4 2020-02
Jae Won (SFC:BXU776) Lee 李在原 Rep 1, 2, 4 2026-03
Xiujing Liang 梁秀景 Rep 1, 4 2019-07
Daehwi Lim 林大輝 Rep 1, 4 2025-04
Sunghoon Oh 吳昇勳 Rep 1, 4 2011-09
Joon Sung Park Rep 1, 4 2025-02
Sun Jae Park 朴善財 Rep 1, 2, 4 2025-11
Dongu Rhee Rep 1, 4 2020-02
Jason Rhee Rep 1, 4 2023-09
Gyu Ri Shin 申圭利 Rep 1, 4 2012-04
Derrick Sih-Loong Wee 黃錫隆 Rep 1, 4 2019-08
Yiqian Zhu 朱一谦 Rep 1, 4 2026-02
Showing 1–19 of 19

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