Wocom Securities Limited
宏高證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wocom Securities Limited (宏高證券有限公司), CE reference AAC230. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 17.
Registered address
Room 1002 Wing On Centre, 111 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-09 |
| Type 6 — Advising on corporate finance | present | 2004-11-09 |
| Type 9 — Asset management | present | 2004-11-09 |
Licensed staff (17)
As of
| Name | Activities | Since |
|---|---|---|
| Bill Chi Piu Kwok 郭志標 | RO 1 | Pre-2003 |
| Kit Man Leung 梁杰文 | RO 1 | 2017-03 |
| Trini Chi Suen Tsang 曾熾暄 | RO 1 | 2005-05 |
| Daniel Ting Chung Yim 嚴定忠 | RO 1 | 2003-12 |
| Chin Pik Chan 陳千碧 | Rep 1 | 2009-01 |
| Kwok Ho Chan 陳國豪 | Rep 1 | Pre-2003 |
| Tsz Ha Chan | Rep 1 | 2003-10 |
| Yat Chuen Cheung 張一村 | Rep 1 | 2007-07 |
| Michael Ying Tak Chu 朱英德 | Rep 1 | Pre-2003 |
| Yu Yam Heung 香汝欽 | Rep 1 | Pre-2003 |
| Lawrence Yam Ting Kot 葛蔭庭 | Rep 1 | Pre-2003 |
| Siu Hung Kwan 關兆雄 | Rep 1 | Pre-2003 |
| Kwok Shing Li 李國成 | Rep 1 | Pre-2003 |
| Siu Kam Li 李小琴 | Rep 1 | Pre-2003 |
| Hong Fu Wong 黃康輔 | Rep 1 | Pre-2003 |
| Lun Choi Yu 余倫在 | Rep 1 | 2003-08 |
| Siu Yeung Yueh 葉小陽 | Rep 1 | 2005-10 |
Showing 1–17 of 17