WK Securities Limited

勁域證券有限公司
CE No. BJR781 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for WK Securities Limited (勁域證券有限公司), a Hong Kong-based licensed corporation with CE reference BJR781. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 3 (total recorded over time: 7). Earliest licence on file: 2017-10-13.

Registered address

Unit 1501, 15/F, Tai Tung Building, 8 Fleming Road, Wan Chai

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2017-10-13 present
Type 4 - Advising on securities 2018-04-03 present

Licensed staff (all-time) (7)
Active on date

Name Activities First licensed To
Kei Shu Chan 陳紀樹 RO 1, 4 2017-10 2021-07
Ka Ho (SFC:AQU090) Cheng 鄭嘉豪 RO 1, 4 2017-10 Present
Lik Cheung 張力 RO 1, 4 2018-09 Present
Hoi Ying Lee 李愷瑩 RO 1, 4 2017-10 2019-06
Wai Kit Lai 黎偉傑 Rep 1 2018-05 Present
Siu Yui Li 李少銳 Rep 1, 4 2021-12 2022-03
Wing Yan (SFC:BGI052) Luk 陸穎欣 Rep 1 2018-11 2024-02
Showing 1–7 of 7

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1652 staff - 2 shared activity types - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1390 staff - 2 shared activity types - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 915 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 894 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 844 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 548 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 459 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 435 staff - 2 shared activity types - 凱基證券亞洲有限公司

Related