LGT Bank AG
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LGT Bank AG, a Hong Kong-based registered institution with CE reference AWF529. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2011-07-28.
- Category:
-
Sell side · Wealth management
- Registered address:
- Suite 4203 Two Exchange Square, 8 Connaught Place Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2011-07-28 | present |
| Type 2 - Dealing in futures contracts | 2014-05-28 | present |
| Type 4 - Advising on securities | 2011-07-28 | present |
| Type 5 - Advising on futures contracts | 2014-05-28 | present |
| Type 9 - Asset management | 2011-07-28 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
Other Hong Kong SFC firms with overlapping regulated activities
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 411 staff - 5 shared activity types - 宏利投資管理(香港)有限公司
SinoPac Securities (Asia) Limited
CE BIZ502 - 223 staff - 5 shared activity types - 永豐金證券(亞洲)有限公司
HSBC Global Asset Management (Hong Kong) Limited
CE AAF684 - 204 staff - 5 shared activity types
FIL Investment Management (Hong Kong) Limited
CE AAG408 - 198 staff - 5 shared activity types - 富達基金(香港)有限公司
Futu Securities International (Hong Kong) Limited
CE AZT137 - 195 staff - 5 shared activity types - 富途證券國際(香港)有限公司
JPMorgan Asset Management (Asia Pacific) Limited
CE AAA121 - 143 staff - 5 shared activity types
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 - 136 staff - 5 shared activity types - 元大證券(香港)有限公司
Chief Securities Limited
CE BWN872 - 119 staff - 5 shared activity types - 致富證券有限公司