Luen Hing Securities Limited
聯興證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luen Hing Securities Limited (聯興證券有限公司), a Hong Kong-based licensed corporation with CE reference ABB421. Current licensed staff on file: 0 (total recorded over time: 10).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-04-18 |
| Type 4 — Advising on securities | present | 2004-04-08 |
| Type 6 — Advising on corporate finance | present | 2004-04-08 |
| Type 9 — Asset management | present | 2004-04-08 |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Albert Sai Man Shum 沈世文 | RO 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Fong Fun Shum 沈芳芬 | RO 1, 4, 6, 9 | Pre-2003 | 2017-04 |
| Ping Man Shum 沈炳文 | RO 1, 4, 6, 9 | Pre-2003 | 2008-09 |
| Wing (SFC:ACL806) Chan 陳榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Winnie Sau Chun Cheung 張秀珍 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-02 |
| Hong Ping Chow 鄒康平 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Yuen Ming Shum 沈婉明 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Kwong Yat Tsang 曾廣一 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Chung Nin Wong 黃松年 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-09 |
| William Chi Hang Wong 黃知行 | Rep 1 | 2007-12 | 2014-03 |
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