Ling Securities Limited
榮業證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Securities Limited (榮業證券有限公司), a Hong Kong-based licensed corporation with CE reference AFZ747. Current licensed staff on file: 0 (total recorded over time: 6).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2003-10-08 |
| Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-08 |
| Type 9 - Asset management | Pre-2003 | 2003-10-08 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yat Hon Ng 吳一翰 | RO 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Wai Hong Liu 柳維翰 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Tze Kin Choi 蔡子健 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Leander Yuk Kwong Lee 李煜光 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| King Wah Yan 甄景華 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Timmy Siu Hon Ng 吳小翰 | RO 1 | Pre-2003 | 2003-05 |
Showing 1–6 of 6