Lloyd George Investment Management (Hong Kong) Limited

CE No. ABA448 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyd George Investment Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ABA448. Current licensed staff on file: 0 (total recorded over time: 39).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2013-03-19
Type 4 - Advising on securities Pre-2003 2013-03-19
Type 6 - Advising on corporate finance Pre-2003 2004-10-19
Type 9 - Asset management Pre-2003 2013-03-19

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (39)

Active on date
Name Activities First licensed To
Pamela Suk On Chan Lu 陳呂淑安 Rep 4, 6, 9 Pre-2003 2012-10
Tzu-Yuan Chen 陳姿元 Rep 4, 9 2012-04 2012-10
Christopher Edwin Darling Rep 1, 4, 9 2006-05 2012-10
Hiu Wun Fu 傅曉媛 Rep 1, 4 2009-02 2012-10
Masaomi Gomi 五味正臣 Rep 4, 9 2009-10 2012-10
Wing Lai Jap 葉永麗 Rep 4, 9 2007-09 2012-10
William Walter Raleigh Kerr RO 1, 4, 9 2004-05 2012-10
Anthea Nga Ting Lai 賴雅婷 Rep 1, 4, 9 2005-09 2012-10
Ngar Nai Leung 梁雅妮 Rep 1, 4 2012-05 2012-10
Wing Yan Leung 梁詠欣 Rep 1, 4, 9 2007-09 2012-10
Yi Fun Peggy Leung 梁綺芬 Rep 1, 4, 6, 9 Pre-2003 2012-10
Andrew Mark Limond Rep 4, 9 2010-10 2012-10
Robert John Daniel Lloyd George RO 1, 4, 6, 9 Pre-2003 2012-10
Hayden Hei Ting Pong 龐熙霆 Rep 1, 4 2012-07 2012-10
Romain Alexander Rigby 黎龍敏 Rep 4, 9 2011-05 2012-10
Christopher Ping Yin Tang 鄧秉賢 Rep 4, 9 2005-11 2012-10
Man Fat Tang 鄧萬發 RO 4, 6, 9 Rep 4, 9 Pre-2003 2012-10
Ligeng Tian 田勵耕 Rep 4, 9 2008-01 2012-10
May Ling Wee 黃美玲 Rep 4, 9 2004-10 2012-10
Amanda Clare Whitmore Snow 魏麗明 Rep 1, 4 2012-01 2012-10
Gladys Chi-Ching Wong 黃志貞 Rep 1, 4 2007-08 2012-10
Lin Ye 葉林 Rep 1, 4, 9 2010-05 2012-10
Wai Fun Yeung 楊慧芬 Rep 1, 4 2005-09 2012-10
Guan Mean Ng Rep 4, 9 2007-06 2012-04
Ting Yan Lee 李定恩 Rep 4, 9 2007-01 2012-03
Simon John Rigby Rep 1, 4, 9 2003-09 2011-11
Douglas Roy Ayton Rep 4, 9 2007-05 2011-10
Daniel Charles Wilson Rep 4, 9 2008-09 2011-07
Adaline Mang Yee Ko 高孟儀 Rep 4, 6, 9 Pre-2003 2011-03
Gautam Sehgal Rep 4, 9 2004-12 2008-10
Christopher Caulkins Laing Rep 4, 9 2007-05 2008-05
Cho Yu Kooi 桂卓瑜 Rep 4, 6, 9 Pre-2003 2008-03
Po Ping Lo 盧寶萍 Rep 1 2004-02 2007-08
Samir Dilip Mehta Rep 4, 6, 9 Pre-2003 2007-03
Tim Tak Ming Cheng 鄭德明 Rep 4, 9 2004-08 2006-10
Zaheer Abbas Sitabkhan Rep 4, 6, 9 Pre-2003 2006-06
Suat Wah Tan 陳雪華 Rep 4, 6, 9 Pre-2003 2006-06
Chap Tai Chiu 趙集大 Rep 4, 6, 9 Pre-2003 2005-02
Ingrid Loraine Kitzing Rep 4, 6, 9 Pre-2003 2004-03
Showing 1–39 of 39

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