Ko's Brother (Securities) Company
高氏兄弟(股票)公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ko's Brother (Securities) Company (高氏兄弟(股票)公司), CE reference AAA419. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-07-08 |
| Type 4 — Advising on securities | present | 2003-07-08 |
| Type 6 — Advising on corporate finance | present | 2003-07-08 |
| Type 9 — Asset management | present | 2003-07-08 |
Licensed staff (all-time) (18)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Philip Sai Wing Ko 高世榮 | RO 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Yuk Sheung Cheung 張煜相 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Yuk Shing Chung 鍾玉盛 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Pui Pui Fung 馮佩佩 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Sing Yu Lai 黎聲宇 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Chong Man Lam 林忠文 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Koon Ha Lau 劉觀霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Chi Nam Li 李志南 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Yim King Lit 列艷琼 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Pik Yiu Lo 盧碧瑤 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Yim Ling Luk 陸艷玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Tin Yau Ng 伍天有 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Pui Shan Show 仇珮珊 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| King Shan Suen 孫景山 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Wing Ping To 涂榮萍 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Yuk Kan Tsang 曾玉勤 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Michael Hei Man Wong 黃曦民 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Warren Sau Tat Yip 葉秀達 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
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