Lau & Company Limited
劉氏證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lau & Company Limited (劉氏證券有限公司), a Hong Kong-based licensed corporation with CE reference ACN962. Current licensed staff on file: 0 (total recorded over time: 2).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | 2020-03-13 |
| Type 4 - Advising on securities | present | 2004-09-23 |
| Type 6 - Advising on corporate finance | present | 2004-09-23 |
| Type 9 - Asset management | present | 2004-09-23 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Florence Chuan Siu Boey | RO 1, 4, 6, 9 | Pre-2003 | 2019-10 |
| Pak Kin Lau 劉伯堅 | RO 1, 4, 6, 9 | Pre-2003 | 2020-03 |
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