Kai Wo Asset Management Limited
佳和資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wo Asset Management Limited (佳和資產管理有限公司), CE reference ARB812. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2009-05-13 | 2021-12-04 |
| Type 9 — Asset management | 2008-07-04 | 2021-12-04 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shih-Liang Chiu 邱世梁 | RO 4, 9 | 2017-04 | 2018-07 |
| Madhav Bandepalli Kalyan | RO 4, 9 | 2008-07 | 2009-10 |
| Chandrakant Mohanty | RO 4, 9 | 2008-07 | 2016-12 |
| Ramon Jose Trillo Sarthou | RO 4, 9 | 2009-11 | 2017-05 |
| Ignatius Hon Wai So 蘇漢煒 | RO 4, 9 | 2020-03 | 2020-10 |
| Ka Lam Yiu 姚家霖 | RO 4, 9 | 2017-04 | 2019-06 |
| Haigong Zhou 周海功 | RO 4, 9 Rep 4, 9 | 2018-11 | 2020-09 |
| . Padma-Priya-Nagaraj | Rep 4 | 2010-03 | 2010-04 |
| Stevens Pauyuan Peng 彭柏元 | Rep 4 | 2010-01 | 2010-11 |
| Junko Scherrer | Rep 4 | 2010-04 | 2012-11 |
| Leslie Nai Him Tam 譚乃謙 | Rep 4 | 2009-05 | 2009-10 |
Showing 1–11 of 11