Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lehman Brothers Securities Asia Limited (美國雷曼兄弟證券亞洲有限公司), CE reference AAE656. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2024-11-13 |
| Type 4 — Advising on securities | present | 2003-09-04 |
| Type 6 — Advising on corporate finance | present | 2003-09-04 |
| Type 7 — Providing automated trading services | present | 2003-09-04 |
| Type 9 — Asset management | present | 2003-09-04 |
Licensed staff (0)
As of
| Name | Activities | Since |
|---|---|---|
| No current staff on file. | ||