Kwong Fat Hong (Securities) Limited

廣發行證券有限公司

CE No. AAW619 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Fat Hong (Securities) Limited (廣發行證券有限公司), a Hong Kong-based licensed corporation with CE reference AAW619. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 3 (total recorded over time: 20).
Category:: Sell side · Brokerage ?
Registered address:: 23-24/F, Kowng Fat Hong Building, 1 Rumsey Street, Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2004-11-26
Type 6 - Advising on corporate finance	Pre-2003	2004-11-26
Type 9 - Asset management	Pre-2003	2004-11-26

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Arthur Yau Tong Cham 湛祐棠	RO 1	2009-10	Present
Florence Yau Hing Cham 湛祐馨	RO 1, 4, 6, 9	Pre-2003	Present
Wendy Wai Ying Lo 羅惠英	RO 1 Rep 1	2014-11	Present
Kathy Hoi Kay Cham 湛凱琪	Rep 1	2009-03	2025-04
Chi Shing Chan 陳志成	Rep 1, 4, 6, 9	Pre-2003	2025-04
Moon Wing Ip 葉滿榮	Rep 1, 4, 6, 9	Pre-2003	2025-04
Man Lee Ko 高萬里	Rep 1, 4, 6, 9	Pre-2003	2025-04
Man Hung Kwan 關敏鴻	Rep 1, 4, 6, 9	Pre-2003	2025-04
Chiu Yin Chan 陳肖賢	Rep 1, 4, 6, 9	Pre-2003	2023-04
Chi Chiu Kwan 關智超	RO 1, 4, 6, 9	Pre-2003	2019-11
Chi Fung Lok 駱志峰	Rep 1	2011-08	2019-03
Wing Hung Pang 彭永洪	Rep 1, 4, 6, 9	Pre-2003	2017-07
Tsz Yuen Cheng 鄭子婉	Rep 1, 4, 6, 9	Pre-2003	2016-12
Edmond Yau Bun Cham 湛祐彬	RO 1, 4, 6, 9	Pre-2003	2013-09
Lai Kuen Hung 洪麗娟	Rep 1, 4, 6, 9	Pre-2003	2010-01
Allen Yau Nam Cham 湛祐楠	RO 1, 4, 6, 9	Pre-2003	2009-08
Wang Wai Hui 許宏偉	Rep 1, 4, 6, 9	Pre-2003	2005-07
Stephen Yan Tai Leung 梁潤弟	Rep 1, 4, 6, 9	Pre-2003	2005-07
Peter Chun Cheong Tsui 徐振昌	Rep 1, 4, 6, 9	Pre-2003	2005-07
Ka Lai Chan 陳嘉麗	Rep 1, 4, 6, 9	Pre-2003	2003-10