Kwong Fat Hong (Securities) Limited

廣發行證券有限公司

CE No. AAW619 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Fat Hong (Securities) Limited (廣發行證券有限公司), a Hong Kong-based licensed corporation with CE reference AAW619. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 3 (total recorded over time: 20).

More firms doing Dealing in securities →

Registered address

23-24/F, Kowng Fat Hong Building, 1 Rumsey Street, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	2004-11-26
Type 6 — Advising on corporate finance	present	2004-11-26
Type 9 — Asset management	present	2004-11-26

Licensed staff (all-time) (20)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Allen Yau Nam Cham 湛祐楠	RO 1, 4, 6, 9	Pre-2003	2009-08
Arthur Yau Tong Cham 湛祐棠	RO 1	2009-10	Present
Edmond Yau Bun Cham 湛祐彬	RO 1, 4, 6, 9	Pre-2003	2013-09
Florence Yau Hing Cham 湛祐馨	RO 1, 4, 6, 9	Pre-2003	Present
Chi Chiu Kwan 關智超	RO 1, 4, 6, 9	Pre-2003	2019-11
Wendy Wai Ying Lo 羅惠英	RO 1 Rep 1	2014-11	Present
Kathy Hoi Kay Cham 湛凱琪	Rep 1	2009-03	2025-04
Chi Shing (SFC:AAH225) Chan 陳志成	Rep 1, 4, 6, 9	Pre-2003	2025-04
Chiu Yin Chan 陳肖賢	Rep 1, 4, 6, 9	Pre-2003	2023-04
Ka Lai (SFC:ADC052) Chan 陳嘉麗	Rep 1, 4, 6, 9	Pre-2003	2003-10
Tsz Yuen Cheng 鄭子婉	Rep 1, 4, 6, 9	Pre-2003	2016-12
Wang Wai Hui 許宏偉	Rep 1, 4, 6, 9	Pre-2003	2005-07
Lai Kuen Hung 洪麗娟	Rep 1, 4, 6, 9	Pre-2003	2010-01
Moon Wing Ip 葉滿榮	Rep 1, 4, 6, 9	Pre-2003	2025-04
Man Lee Ko 高萬里	Rep 1, 4, 6, 9	Pre-2003	2025-04
Man Hung Kwan 關敏鴻	Rep 1, 4, 6, 9	Pre-2003	2025-04
Stephen Yan Tai Leung 梁潤弟	Rep 1, 4, 6, 9	Pre-2003	2005-07
Chi Fung Lok 駱志峰	Rep 1	2011-08	2019-03
Wing Hung Pang 彭永洪	Rep 1, 4, 6, 9	Pre-2003	2017-07
Peter Chun Cheong Tsui 徐振昌	Rep 1, 4, 6, 9	Pre-2003	2005-07