TFI Asset Management Limited
天風國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TFI Asset Management Limited (天風國際資產管理有限公司), CE reference ASF056. Currently licensed for regulated activity type(s) 4, 5, 9. Current licensed staff on file: 18.
Registered address
16/F, Two Pacific Place, 88 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2009-06-18 | present |
| Type 5 — Advising on futures contracts | 2014-03-10 | present |
| Type 9 — Asset management | 2014-06-27 | present |
Licensed staff (18)
As of
| Name | Activities | Since |
|---|---|---|
| Erdong Gu 顧爾東 | RO 4, 5, 9 | 2020-06 |
| Shen (SFC:BMW835) Liu 劉深 | RO 4, 5, 9 | 2025-11 |
| Ting (SFC:BIR267) Wang 王町 | RO 5 Rep 9 | 2021-09 |
| Tong (SFC:BLG089) Zhang 張彤 | RO 9 | 2026-02 |
| Chuan Zou 鄒傳 | RO 4, 5, 9 | 2023-02 |
| Zhenglin Chen 陳政霖 | Rep 4, 5, 9 | 2023-10 |
| Yong (SFC:BGT644) Hu 胡勇 | Rep 9 | 2024-07 |
| Ruochong Li 李若冲 | Rep 4, 9 | 2021-08 |
| Te Li 李特 | Rep 4, 9 | 2022-07 |
| Mihoko Oka | Rep 9 | 2026-03 |
| Xia Peng 彭霞 | Rep 4, 9 | 2026-02 |
| Junbo (SFC:BRV830) Wang 王峻波 | Rep 4, 9 | 2021-11 |
| Shiyi Xiong 熊詩怡 | Rep 9 | 2022-09 |
| Jingjing (SFC:BRZ553) Xu 徐晶晶 | Rep 4, 9 | 2022-01 |
| Yixin (SFC:BOW962) Xu 許義鑫 | Rep 4, 5, 9 | 2024-06 |
| Jiaqi (SFC:BUF341) Zeng 曾嘉祺 | Rep 4, 5, 9 | 2024-08 |
| Gai Zhang 張盖 | Rep 4, 9 | 2022-01 |
| Junhao Zheng 鄭君豪 | Rep 4, 5, 9 | 2021-07 |
Showing 1–18 of 18