Lighthouse Capital (HK) Financial Limited
光源資本(香港)金融有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lighthouse Capital (HK) Financial Limited (光源資本(香港)金融有限公司), a Hong Kong-based licensed corporation with CE reference BHX373. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 9). Earliest licence on file: 2017-03-08.
- Registered address:
- Unit 1119, Leighton Centre, 77 Leighton Road, Causeway Bay
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2017-03-08 | present |
| Type 4 - Advising on securities | 2023-11-10 | present |
| Type 9 - Asset management | 2017-03-08 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Qian Wang 王钱 | RO 4, 9 | 2025-07 | Present |
| Kin Sun Wong 黃健燊 | RO 1, 4, 9 | 2017-03 | Present |
| Guobin Xu 許国斌 | RO 1, 4, 9 Rep 9 | 2022-12 | Present |
| Mai Chow 周邁 | Rep 1 | 2017-09 | Present |
| Wing Tung Yan 任詠彤 | Rep 1, 9 | 2018-05 | Present |
| King Man Lai 黎景文 | RO 1, 9 | 2017-03 | 2023-06 |
| Cheuk Tat Li 李卓達 | Rep 1 | 2017-05 | 2019-06 |
| Lai Sun Man 文黎新 | Rep 1 | 2017-06 | 2023-06 |
| Qian Shi 施茜 | Rep 1, 4, 9 | 2024-10 | 2025-09 |
Showing 1–9 of 9
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 910 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 896 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 851 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 434 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 404 staff - 3 shared activity types - 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 324 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 3 shared activity types - 瑞穗證券亞洲有限公司