Lucky Guosheng Securities Limited
幸運國盛證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucky Guosheng Securities Limited (幸運國盛證券有限公司), CE reference BMZ403. Currently licensed for regulated activity type(s) 1, 4, 9. Current licensed staff on file: 3.
Registered address
Unit 1215, 12/F, Houston Centre, 63 Mody Road, Tsim Sha Tsui East
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2018-10-23 | present |
| Type 4 — Advising on securities | 2020-09-23 | present |
| Type 9 — Asset management | 2020-09-23 | present |
Licensed staff (3)
As of
| Name | Activities | Since |
|---|---|---|
| Dick Wai Leung Ho 何偉良 | RO 1, 4, 9 | 2020-09 |
| Simon Luk 陸東全 | RO 1, 4, 9 | 2023-12 |
| Caroline Wing Sum Woo 胡陳詠心 | Rep 1, 4, 9 | 2021-11 |
Showing 1–3 of 3