Liquid Capital Markets Hong Kong Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liquid Capital Markets Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference ATL816. Current licensed staff on file: 0 (total recorded over time: 25). Earliest licence on file: 2009-10-29.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-07-12 | 2022-12-22 |
| Type 1 - Dealing in securities | 2009-10-29 | 2014-05-12 |
| Type 2 - Dealing in futures contracts | 2009-10-29 | 2022-12-22 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (25)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stuart Alexander Cleary | RO 1, 2 Rep 2 | 2013-12 | 2022-11 |
| John Francis Jones | RO 1, 2 Rep 1, 2 | 2021-10 | 2022-11 |
| Timothy John Plunkett | RO 1, 2 | 2020-08 | 2021-08 |
| Anthony Patrick Webb | Rep 1, 2 | 2015-10 | 2021-06 |
| Chi Liang Mak 麥子亮 | RO 1 | 2019-07 | 2020-08 |
| Michael Christopher Shapiro | RO 1, 2 | 2017-08 | 2020-06 |
| Michael Suk Roh | RO 2 Rep 2 | 2015-10 | 2017-09 |
| Yuan Cheng 程源 | Rep 1, 2 | 2013-08 | 2017-08 |
| Andrew Tran | Rep 2 | 2015-09 | 2017-08 |
| Je Hoon Cha | Rep 2 | 2015-09 | 2017-04 |
| Jeffrey Jiun-Du Shih 石君度 | Rep 2 | 2015-09 | 2017-04 |
| Yiu Tai Leung 梁耀泰 | Rep 2 | 2014-06 | 2017-04 |
| Chris Ken Yung 翁梓健 | Rep 1, 2 | 2013-08 | 2017-04 |
| Martin Mihajlovski | Rep 2 | 2017-01 | 2017-01 |
| Ka Hung Chan 陳家鴻 | RO 1, 2 | 2009-10 | 2016-12 |
| Gregg Steven Siepman | RO 1, 2 | 2009-10 | 2016-10 |
| Christopher Blen Stuart Franklin | Rep 1, 2 | 2013-08 | 2016-10 |
| Yu Zuo 左宇 | RO 1, 2 | 2012-01 | 2013-09 |
| Mingwei Qian 錢明威 | RO 1, 2 | 2012-01 | 2013-02 |
| John Nicholas Psaris | Rep 1, 2 | 2010-05 | 2012-05 |
| John Alexander Hee | RO 1, 2 | 2011-01 | 2011-07 |
| Calvin Kam Ming Tang 鄧鑑明 | Rep 1, 2 | 2010-05 | 2011-06 |
| Alan Kam Fai Cheung 張錦輝 | Rep 1, 2 | 2010-05 | 2011-03 |
| Edward Ming Yu Hsu 徐明宇 | RO 1, 2 | 2010-05 | 2011-03 |
| Johnson Wu 胡宗迅 | Rep 1, 2 | 2010-05 | 2011-03 |
Showing 1–25 of 25