JPMorgan Chase Bank, National Association
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for JPMorgan Chase Bank, National Association ( ), a Hong Kong-based registered institution with CE reference AAL996. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0).
Registered address
18th Floor, Chater House, 8 Connaught Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | present |
| Type 4 - Advising on securities | present | present |
| Type 6 - Advising on corporate finance | present | present |
| Type 9 - Asset management | present | present |
| Type 7 - Providing automated trading services | present | 2005-03-07 |
Licensed staff (all-time) (0)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| No staff history on file. | |||
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 921 staff - 4 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 899 staff - 4 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 835 staff - 4 shared activity types - 華泰金融控股(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 393 staff - 4 shared activity types - 招商證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 269 staff - 4 shared activity types - 瑞穗證券亞洲有限公司
BlackRock Asset Management North Asia Limited
CE AFF275 - 236 staff - 4 shared activity types - 貝萊德資產管理北亞有限公司
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 - 135 staff - 4 shared activity types - 元大證券(香港)有限公司
Prudential Brokerage Limited
CE ABI439 - 126 staff - 4 shared activity types - 信誠證券有限公司