K. L. Securities Company
淦聯證券投資公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for K. L. Securities Company (淦聯證券投資公司), a Hong Kong-based licensed corporation with CE reference AAA022. Current licensed staff on file: 0 (total recorded over time: 7).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-03-31 |
| Type 4 — Advising on securities | present | 2005-03-31 |
| Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Type 9 — Asset management | present | 2005-03-31 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Loong Kwong Mo 繆隆光 | RO 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Chun Ying Lai 賴進英 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| Yun Fai Law 羅潤輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Kwok Keung (SFC:ADO455) Leung 梁國強 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Kwong Wai Man 文廣威 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Siu Wai Ng 伍兆煒 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Chi Cheung Tang 鄧志章 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
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