CLSA Research Limited
里昂證券投資研究有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CLSA Research Limited (里昂證券投資研究有限公司), a Hong Kong-based licensed corporation with CE reference AGR026. Current licensed staff on file: 0 (total recorded over time: 318).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | 2014-06-18 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (318)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Edmund Hugh Bradley | RO 4 | Pre-2003 | 2014-06 |
| Daniel Johannes Schutte | RO 4 Rep 4 | Pre-2003 | 2014-06 |
| James Willock Paterson | RO 4 | 2009-05 | 2013-02 |
| Jung Won Oh | Rep 4 | 2007-07 | 2013-01 |
| Qianqian Chen 陳乾乾 | Rep 4 | 2010-03 | 2012-12 |
| Zibo Chen 陳子博 | Rep 4 | 2011-07 | 2012-12 |
| Yong Ho Chung | Rep 4 | 2008-02 | 2012-12 |
| Shaun Donald Cochran | Rep 4 | 2007-06 | 2012-12 |
| Zachary Charles Gill | Rep 4 | 2011-07 | 2012-12 |
| Suwantara Lim Gotama | Rep 4 | 2008-09 | 2012-12 |
| Shrikant Baburao Kale | Rep 4 | 2010-12 | 2012-12 |
| Shizuka Katano | Rep 4 | 2011-08 | 2012-12 |
| Sarina Lesmina | Rep 4 | 2010-09 | 2012-12 |
| Sze Wai Leung 梁思慧 | Rep 4 | 2007-08 | 2012-12 |
| Vivek Maheshwari | Rep 4 | 2010-09 | 2012-12 |
| Soraphob Panpiemras | Rep 4 | 2007-05 | 2012-12 |
| Terence-Young Park | Rep 4 | 2008-08 | 2012-12 |
| Simon Philip Powell | Rep 4 | 2006-09 | 2012-12 |
| Xiaopo Wei 魏晓坡 | Rep 4 | 2007-06 | 2012-12 |
| Yew Kiang Wong | Rep 4 | 2007-06 | 2012-12 |
| Tsz Chun Yam 任子駿 | Rep 4 | 2010-10 | 2012-12 |
| Nicolas Guy Gabriel Baratte | Rep 4 | 2011-08 | 2012-12 |
| John Pennington Bowers | Rep 4 | 2008-08 | 2012-12 |
| Robert Cameron Bruce | Rep 4 | 2007-06 | 2012-12 |
| Oliver Martin Campbell | Rep 4 | 2010-05 | 2012-12 |
| Patricia Oi Ching Cheng 鄭愛晶 | Rep 4 | 2009-08 | 2012-12 |
| Li Shun Huang 黃立舜 | Rep 4 | 2011-08 | 2012-12 |
| Nimish Amar Joshi | Rep 4 | 2009-09 | 2012-12 |
| Mariana Chung Yin Kou 高頌妍 | Rep 4 | 2010-05 | 2012-12 |
| Yuan Li 李原 | Rep 4 | 2011-07 | 2012-12 |
| Oliver James Gray Matthew | Rep 4 | 2008-09 | 2012-12 |
| Paul Conor McKenzie | Rep 4 | 2003-07 | 2012-12 |
| Rafael Enrico Mercado | Rep 4 | 2011-08 | 2012-12 |
| Nigel Peter Muston | Rep 4 | 2008-04 | 2012-12 |
| Rajesh Panjwani | Rep 4 | 2008-09 | 2012-12 |
| Paul Wui Khaig Quah | Rep 4 | 2007-08 | 2012-12 |
| Peter Thomas Sutton | Rep 4 | 2009-03 | 2012-12 |
| Paul Po Wing Wan 溫寶榮 | Rep 4 | 2007-07 | 2012-12 |
| Zhong Yang Wang 王鐘楊 | Rep 4 | 2011-07 | 2012-12 |
| Yim Wong 王艷 | Rep 4 | 2006-10 | 2012-12 |
| Jessica Felicia Anwar 翁淑美 | Rep 4 | 2011-08 | 2012-12 |
| Laurence Balanco | Rep 4 | 2007-07 | 2012-12 |
| Kevin Wing Tak Chan 陳永德 | Rep 4 | 2008-06 | 2012-12 |
| Matthew Neil Evans | Rep 4 | 2007-06 | 2012-12 |
| Jonathan Philip Galligan | Rep 4 | 2010-01 | 2012-12 |
| Lap Yin Hui 許立賢 | Rep 4 | 2010-09 | 2012-12 |
| Nanako Imazu | Rep 4 | 2010-08 | 2012-12 |
| Mahesh Kumar Kedia | Rep 4 | 2009-10 | 2012-12 |
| Man Ho Lam 林文浩 | Rep 4 | 2011-06 | 2012-12 |
| Narongpand Lisahapanya | Rep 4 | 2010-09 | 2012-12 |
| Marcus Chun Hao Liu 廖俊豪 | Rep 4 | 2010-09 | 2012-12 |
| Wai Lok Man 文偉樂 | Rep 4 | Pre-2003 | 2012-12 |
| Mahesh Yashwant Nandurkar | Rep 4 | 2008-09 | 2012-12 |
| Jon Teng Oh | Rep 4 | 2009-06 | 2012-12 |
| Morten Paulsen | Rep 4 | 2011-08 | 2012-12 |
| Shantnu Phutela | Rep 4 | 2011-09 | 2012-12 |
| Jialong Shi 史家龙 | Rep 4 | 2011-02 | 2012-12 |
| John Joseph Woods | Rep 4 | 2011-08 | 2012-12 |
| Masao Yoshida | Rep 4 | 2011-09 | 2012-12 |
| Jeremie Laurent Capron | Rep 4 | 2007-06 | 2012-12 |
| Chia-Chi Chen 陳佳琦 | Rep 4 | 2007-04 | 2012-12 |
| Francis Yiu Cheong Cheung 張耀昌 | Rep 4 | Pre-2003 | 2012-12 |
| Dawei Feng 馮大為 | Rep 4 | 2009-02 | 2012-12 |
| Eric James Fishwick | Rep 4 | 2008-08 | 2012-12 |
| Helen Hoi Ling Keung 姜凱齡 | Rep 4 | 2010-03 | 2012-12 |
| James Scott Laprise | Rep 4 | 2007-04 | 2012-12 |
| Heung Yik Leung 梁向奕 | Rep 4 | Pre-2003 | 2012-12 |
| Janet Ruth Lyness | Rep 4 | 2008-09 | 2012-12 |
| Fanjie Meng 孟凡杰 | Rep 4 | 2010-05 | 2012-12 |
| Huei Suen Ng | Rep 4 | 2007-12 | 2012-12 |
| Desamanya C. Peramunetilleke | Rep 4 | 2009-11 | 2012-12 |
| Corrince Hazel Gan Tanedo | Rep 4 | 2010-09 | 2012-12 |
| Jayden Cain Vantarakis | Rep 4 | 2011-09 | 2012-12 |
| Julian Brian Waterhouse | Rep 4 | 2010-08 | 2012-12 |
| Christopher James Russell Wood | Rep 4 | Pre-2003 | 2012-12 |
| Toshiki Inoue 井上壽毅 | Rep 4 | 2011-08 | 2012-12 |
| Deepti Chaturvedi | Rep 4 | 2008-09 | 2012-12 |
| Chao-Kang Cheng 鄭兆剛 | Rep 4 | 2007-05 | 2012-12 |
| Clare Kit Ching Chin | Rep 4 | 2007-11 | 2012-12 |
| Christian Gilbert Dinwoodie | Rep 4 | 2008-09 | 2012-12 |
| Andrew Tasman Driscoll | Rep 4 | 2005-03 | 2012-12 |
| Alan Damian Dwerryhouse | Rep 4 | 2008-09 | 2012-12 |
| Aaron Alexander Fischer 余雅樂 | Rep 4 | 2005-04 | 2012-12 |
| Amar Singh Gill | RO 4 Rep 4 | Pre-2003 | 2012-12 |
| Chen Huang 黃晨 | Rep 4 | 2009-02 | 2012-12 |
| David Jun Hyuk Lee 李峻赫 | Rep 4 | 2008-02 | 2012-12 |
| Dong Soo Lim 林東秀 | Rep 4 | 2007-06 | 2012-12 |
| Cherry Ma 馬卓藍 | Rep 4 | 2011-10 | 2012-12 |
| Andrew Charles Maynard | Rep 4 | 2011-05 | 2012-12 |
| Christopher John Richter | Rep 4 | 2008-01 | 2012-12 |
| Dee Cyril Senaratne | Rep 4 | 2008-06 | 2012-12 |
| Anna Francesca Syjuco Tantuico | Rep 4 | 2011-06 | 2012-12 |
| Charles Anthony Yonts | Rep 4 | 2007-05 | 2012-12 |
| Hang Ngai Yuen 袁恆毅 | Rep 4 | 2010-12 | 2012-12 |
| Edward Kai Yusui (BOURLET) | Rep 4 | 2010-09 | 2012-12 |
| Antonia Maria da Cruz 告崇 | Rep 4 | 2007-12 | 2012-12 |
| Yen-Fu Chen 陳彥甫 | Rep 4 | 2011-10 | 2012-11 |
| Tien Chu 朱恬 | Rep 4 | 2007-05 | 2012-11 |
| Richard Chi Wing Leung 梁志榮 | Rep 4 | 2009-09 | 2012-11 |
| Graham Frederick Rhodes | Rep 4 | 2012-01 | 2012-11 |
Showing 1–100 of 318