Rafael Enrico Mercado
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rafael Enrico Mercado ( ), a licensed former licensee with CE reference AXY843. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-24 | 2013-06-30 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-31 | 2012-12-24 |