Soraphob Panpiemras
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soraphob Panpiemras ( ), a licensed former licensee with CE reference AOX440. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-31 | 2021-12-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-15 | 2012-12-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-21 | 2008-04-23 |