Dong Soo Lim
林東秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Soo Lim (林東秀), a licensed former licensee with CE reference AME244. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-03 | 2016-08-29 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-07 | 2012-12-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-17 | 2006-05-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-22 | 2005-06-24 |