Peter Thomas Sutton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Thomas Sutton ( ), a licensed former licensee with CE reference ADK261. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-24 | 2013-08-05 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-31 | 2012-12-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2009-03-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-03-18 |