Li Shun Huang
黃立舜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Shun Huang (黃立舜), a licensed former licensee with CE reference AVJ727. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-16 | 2021-11-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-21 | 2017-08-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-24 | 2015-01-22 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-22 | 2012-12-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2011-09-02 |