Julian Brian Waterhouse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Brian Waterhouse ( ), a licensed former licensee with CE reference ALB052. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-10 | 2017-04-01 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-31 | 2012-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | 2004-08-19 | 2004-12-14 |