Nimish Amar Joshi

CE No. ATR487 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nimish Amar Joshi, a licensed former licensee with CE reference ATR487. This person has 4.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 - Advising on securities 2012-12-24 2014-03-01
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2009-09-15 2012-12-24

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nimish Amar Joshi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shaun Donald Cochran CLSA Research Limited 2009–2012
Yong Ho Chung CLSA Research Limited 2009–2012
Oliver James Gray Matthew CLSA Research Limited 2009–2012
Nigel Peter Muston CLSA Research Limited 2009–2012
Yew Kiang Wong CLSA Research Limited 2009–2012
Xiaopo Wei CLSA Research Limited 2009–2012
Rajesh Panjwani CLSA Research Limited 2009–2012
Edmund Hugh Bradley CLSA Research Limited 2009–2012
Paul Conor McKenzie CLSA Research Limited 2009–2012
James Willock Paterson CLSA Research Limited 2009–2012
Simon Philip Powell CLSA Research Limited 2009–2012
Paul Po Wing Wan CLSA Research Limited 2009–2012
Robert Cameron Bruce CLSA Research Limited 2009–2012
John Pennington Bowers CLSA Research Limited 2009–2012
Patricia Oi Ching Cheng CLSA Research Limited 2009–2012
Suwantara Lim Gotama CLSA Research Limited 2009–2012
Sze Wai Leung CLSA Research Limited 2009–2012
Jung Won Oh CLSA Research Limited 2009–2012
Soraphob Panpiemras CLSA Research Limited 2009–2012
Terence-Young Park CLSA Research Limited 2009–2012
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