Nanako Imazu

CE No. AVU642 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nanako Imazu (), a licensed former licensee with CE reference AVU642. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 4 - Advising on securities 2026-01-21 2026-01-23
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 4 - Advising on securities 2025-06-16 2025-06-18
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Rep Type 4 - Advising on securities 2025-03-24 2025-03-28
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2023-09-08 2024-06-11
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2018-12-07 2021-06-22
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2018-12-07 2021-06-22
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2017-02-27 2017-03-01
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2016-01-19 2016-01-22
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities 2015-03-23 2015-03-25
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2012-12-17 2013-11-01
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities 2012-12-17 2012-12-17
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities 2010-08-31 2012-12-17

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