Chia-Chi Chen

陳佳琦
CE No. AOS687 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-Chi Chen (陳佳琦), a licensed former licensee with CE reference AOS687. This person has 6.3 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 - Advising on securities 2012-12-10 2013-08-01
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2007-04-16 2012-12-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chia-Chi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Heung Yik Leung CLSA Research Limited 2007–2012
Edmund Hugh Bradley CLSA Research Limited 2007–2012
Wai Lok Man CLSA Research Limited 2007–2012
Christopher James Russell Wood CLSA Research Limited 2007–2012
Paul Conor McKenzie CLSA Research Limited 2007–2012
Simon Philip Powell CLSA Research Limited 2007–2012
Francis Yiu Cheong Cheung CLSA Research Limited 2007–2012
James Scott Laprise CLSA Research Limited 2007–2012
Daniel Johannes Schutte CLSA Research Limited 2007–2012
Yim Wong CLSA Research Limited 2007–2012
Amar Singh Gill CLSA Research Limited 2007–2012
Andrew Tasman Driscoll CLSA Research Limited 2007–2012
Aaron Alexander Fischer CLSA Research Limited 2007–2012
Charles Anthony Yonts CLSA Research Limited 2007–2012
Soraphob Panpiemras CLSA Research Limited 2007–2012
Tien Chu CLSA Research Limited 2007–2012
Chao-Kang Cheng CLSA Research Limited 2007–2012
Yew Kiang Wong CLSA Research Limited 2007–2012
Shaun Donald Cochran CLSA Research Limited 2007–2012
Matthew Neil Evans CLSA Research Limited 2007–2012
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