Charles Anthony Yonts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Anthony Yonts, a licensed Representative with CE reference AJM207. Currently licensed at 1 firm(s): Macquarie Capital Limited. Active regulated activities: Type 4 - Advising on securities. This person has 19.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2020-01-02 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-03 | 2019-09-28 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-03 | 2012-12-03 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-01 | 2004-10-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Anthony Yonts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.