John Joseph Woods
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Joseph Woods ( ), a licensed former licensee with CE reference AUN839. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-17 | 2015-06-11 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-26 | 2012-12-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-18 | 2011-07-07 |