Vivek Maheshwari
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivek Maheshwari, a licensed Representative with CE reference AVU988. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-18 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-31 | 2019-12-02 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-03 | 2012-12-31 |