Suwantara Lim Gotama

CE No. ARP468 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suwantara Lim Gotama (), a licensed former licensee with CE reference ARP468. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 4 — Advising on securities 2012-12-31 2018-11-01
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 — Advising on securities 2008-09-17 2012-12-31

Related