Simon Philip Powell

CE No. AOA162 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Philip Powell (), a licensed former licensee with CE reference AOA162. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 4 - Advising on securities 2019-09-09 2023-03-31
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-07-20 2019-05-18
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities 2012-12-31 2015-04-17
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2009-02-16 2015-04-17
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities 2006-09-27 2012-12-31

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