Simon Philip Powell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Philip Powell ( ), a licensed former licensee with CE reference AOA162. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-09 | 2023-03-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-07-20 | 2019-05-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-31 | 2015-04-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-16 | 2015-04-17 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-27 | 2012-12-31 |