Christopher John Richter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Richter, a licensed Representative with CE reference AQI406. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-03 | present |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-21 | 2012-12-03 |