John Pennington Bowers

CE No. ARM695 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Pennington Bowers (), a licensed former licensee with CE reference ARM695. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 — Advising on securities 2012-12-24 2014-04-09
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 — Advising on securities 2008-08-25 2012-12-24

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