James Scott Laprise
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Scott Laprise ( ), a licensed former licensee with CE reference AOU071. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-10 | 2015-01-22 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-10 | 2012-12-10 |