Tsz Chun Yam
任子駿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chun Yam (任子駿), a licensed former licensee with CE reference AQC811. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-31 | 2014-07-04 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-27 | 2012-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-06 | 2009-07-01 |