Shaun Donald Cochran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaun Donald Cochran, CE reference APA066. Currently licensed at 1 firm(s): CLSA Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-21 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-31 | 2019-08-21 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-07 | 2012-12-31 |