Graham Frederick Rhodes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Frederick Rhodes, a licensed Responsible Officer with CE reference AYB040. Currently licensed at 1 firm(s): Longriver Investment Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Longriver Investment Partners Limited 長江投資夥伴有限公司 |
RO | Type 4 - Advising on securities | 2022-04-12 | present |
| Longriver Investment Partners Limited 長江投資夥伴有限公司 |
RO | Type 9 - Asset management | 2022-04-12 | present |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-08-29 | 2019-05-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-02-27 | 2014-01-24 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-02-27 | 2014-01-24 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-17 | 2012-11-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-30 | 2012-02-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Graham Frederick Rhodes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.