Shantnu Phutela

CE No. AXX520 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shantnu Phutela (), a licensed former licensee with CE reference AXX520. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 4 - Advising on securities 2012-12-31 2022-04-06
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2011-09-02 2012-12-17

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